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David Andrew Caldwell

Chief Compliance OfficerHarvest Capital Assets, LLCCRD 6454144

About David Andrew Caldwell

David Andrew Caldwell is listed as Chief Compliance Officer at Harvest Capital Assets, LLC. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Harvest Capital Assets, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Andrew Caldwell work?

David Andrew Caldwell is listed as Chief Compliance Officer at Harvest Capital Assets, LLC on SEC Form ADV.

How much of Harvest Capital Assets, LLC does David Andrew Caldwell own?

Form ADV reports a beneficial ownership band of Under 5%.

Harvest Capital Assets, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2021
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