PPrivate Fund Data Log in Join · $37/mo

David Dwain Jones

Chief Compliance OfficerApplied Finance Capital Management, LLCCRD 2761758

About David Dwain Jones

David Dwain Jones is listed as Chief Compliance Officer at Applied Finance Capital Management, LLC in San Juan, PR. Form ADV reports a beneficial ownership band of Under 5%. David Dwain Jones is associated with 3 registered advisers.

Reported ownership

Owns Under 5% of Applied Finance Capital Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Dwain Jones work?

David Dwain Jones is listed as Chief Compliance Officer at Applied Finance Capital Management, LLC on SEC Form ADV.

How much of Applied Finance Capital Management, LLC does David Dwain Jones own?

Form ADV reports a beneficial ownership band of Under 5%.

Applied Finance Capital Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2015

Applied Finance Advisors, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2006

World Capital Advisors, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2013