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David Sean Lyons

Chief Compliance OfficerTIAA Kaspick, LLCCRD 2701115

About David Sean Lyons

David Sean Lyons is listed as Chief Compliance Officer at TIAA Kaspick, LLC in Boston, MA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of TIAA Kaspick, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Sean Lyons work?

David Sean Lyons is listed as Chief Compliance Officer at TIAA Kaspick, LLC on SEC Form ADV.

How much of TIAA Kaspick, LLC does David Sean Lyons own?

Form ADV reports a beneficial ownership band of Under 5%.

TIAA Kaspick, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2018
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