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Dawn Marie Roberts

Chief Financial OfficerPrincipal Securities, Inc.CRD 7929617

About Dawn Marie Roberts

Dawn Marie Roberts is listed as Chief Financial Officer at Principal Securities, Inc. in Des Moines, IA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Principal Securities, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Dawn Marie Roberts work?

Dawn Marie Roberts is listed as Chief Financial Officer at Principal Securities, Inc. on SEC Form ADV.

How much of Principal Securities, Inc. does Dawn Marie Roberts own?

Form ADV reports a beneficial ownership band of Under 5%.

Principal Securities, Inc.

TitleChief Financial Officer
OwnershipUnder 5%
Control personYes
Since2024