PPrivate Fund Data Log in Join · $37/mo

Dorie Harriet Fain

Managing Member/Chief Compliance OfficerAnd Wealth Partners, LLCCRD 2871080

About Dorie Harriet Fain

Dorie Harriet Fain is listed as Managing Member/Chief Compliance Officer at And Wealth Partners, LLC in Baltimore, MD. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of And Wealth Partners, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Dorie Harriet Fain work?

Dorie Harriet Fain is listed as Managing Member/Chief Compliance Officer at And Wealth Partners, LLC on SEC Form ADV.

How much of And Wealth Partners, LLC does Dorie Harriet Fain own?

Form ADV reports a beneficial ownership band of Over 75%.

And Wealth Partners, LLC

TitleManaging Member/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2009
View And Wealth Partners, LLC →