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Douglas Roger Whittle

Chief Compliance OfficerFinancial Advocates Investment ManagementCRD 2190231

About Douglas Roger Whittle

Douglas Roger Whittle is listed as Chief Compliance Officer at Financial Advocates Investment Management in Olympia, WA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Financial Advocates Investment Management
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Douglas Roger Whittle work?

Douglas Roger Whittle is listed as Chief Compliance Officer at Financial Advocates Investment Management on SEC Form ADV.

How much of Financial Advocates Investment Management does Douglas Roger Whittle own?

Form ADV reports a beneficial ownership band of Under 5%.

Financial Advocates Investment Management

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2019
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