Chief Compliance OfficerThe Putney Financial Group LLCCRD 2750051
About Echo Chiaping Chien
Echo Chiaping Chien is listed as Chief Compliance Officer at The Putney Financial Group LLC in San Rafael, CA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of The Putney Financial Group LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Echo Chiaping Chien work?
Echo Chiaping Chien is listed as Chief Compliance Officer at The Putney Financial Group LLC on SEC Form ADV.
How much of The Putney Financial Group LLC does Echo Chiaping Chien own?
Form ADV reports a beneficial ownership band of Under 5%.