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Erin Kathleen Preston

Chief Compliance OfficerWedbush Securities Inc.CRD 5314250

About Erin Kathleen Preston

Erin Kathleen Preston is listed as Chief Compliance Officer at Wedbush Securities Inc. in Los Angeles, CA. Form ADV reports a beneficial ownership band of Under 5%. Erin Kathleen Preston is associated with 5 registered advisers.

Reported ownership

Owns Under 5% of Wedbush Securities Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Erin Kathleen Preston work?

Erin Kathleen Preston is listed as Chief Compliance Officer at Wedbush Securities Inc. on SEC Form ADV.

How much of Wedbush Securities Inc. does Erin Kathleen Preston own?

Form ADV reports a beneficial ownership band of Under 5%.

Wedbush Securities Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2021
View Wedbush Securities Inc. →

Wedbush Fund Advisers, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View Wedbush Fund Advisers, LLC →

Fairfax Global Investment Management LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2025
View Fairfax Global Investment Management LLC →

Onward Advisors LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022
View Onward Advisors LLC →

Alpha One Asset Management LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View Alpha One Asset Management LLC →