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George Ernest Bates

President, Chief Compliance OfficerBates Financial Advisors, Inc.CRD 14642

About George Ernest Bates

George Ernest Bates is listed as President, Chief Compliance Officer at Bates Financial Advisors, Inc. in Rockford, IL. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Bates Financial Advisors, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does George Ernest Bates work?

George Ernest Bates is listed as President, Chief Compliance Officer at Bates Financial Advisors, Inc. on SEC Form ADV.

How much of Bates Financial Advisors, Inc. does George Ernest Bates own?

Form ADV reports a beneficial ownership band of Over 75%.

Bates Financial Advisors, Inc.

TitlePresident, Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since1984
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