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Heather Dawn Augustine

Chief Compliance OfficerMariner Platform Solutions, LLCCRD 2703514

About Heather Dawn Augustine

Heather Dawn Augustine is listed as Chief Compliance Officer at Mariner Platform Solutions, LLC in Overland Park, KS. Form ADV reports a beneficial ownership band of Under 5%. Heather Dawn Augustine is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Mariner Platform Solutions, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Heather Dawn Augustine work?

Heather Dawn Augustine is listed as Chief Compliance Officer at Mariner Platform Solutions, LLC on SEC Form ADV.

How much of Mariner Platform Solutions, LLC does Heather Dawn Augustine own?

Form ADV reports a beneficial ownership band of Under 5%.

Mariner Platform Solutions, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Mariner Platform Solutions, LLC →

Mariner Independent Advisor Network, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Mariner Independent Advisor Network, LLC →