Howard Jerome Abner is listed as Chief Compliance Officer at Abner Herrman & Brock, LLC on SEC Form ADV.
Form ADV reports a beneficial ownership band of Under 5%.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2007 |
| Title | Trustee, Abner Trust |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2011 |
| Title | Shareholder |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2007 |