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James Alan Hooks

Chief Compliance Officer, Managing DirectorPrivate Advisor Group, LLCCRD 1601278

About James Alan Hooks

James Alan Hooks is listed as Chief Compliance Officer, Managing Director at Private Advisor Group, LLC in Morristown, NJ. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Private Advisor Group, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Alan Hooks work?

James Alan Hooks is listed as Chief Compliance Officer, Managing Director at Private Advisor Group, LLC on SEC Form ADV.

How much of Private Advisor Group, LLC does James Alan Hooks own?

Form ADV reports a beneficial ownership band of Under 5%.

Private Advisor Group, LLC

TitleChief Compliance Officer, Managing Director
OwnershipUnder 5%
Control personYes
Since2019
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