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James C. Leo

Managing Member & Chief Compliance OfficerLeo Wealth Management, LLCCRD 1911418

About James C. Leo

James C. Leo is listed as Managing Member & Chief Compliance Officer at Leo Wealth Management, LLC in Staten Island, NY. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Leo Wealth Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James C. Leo work?

James C. Leo is listed as Managing Member & Chief Compliance Officer at Leo Wealth Management, LLC on SEC Form ADV.

How much of Leo Wealth Management, LLC does James C. Leo own?

Form ADV reports a beneficial ownership band of Over 75%.

Leo Wealth Management, LLC

TitleManaging Member & Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2025
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