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James Clements

Chief Compliance OfficerCwm, LLCCRD 2445775

About James Clements

James Clements is listed as Chief Compliance Officer at Cwm, LLC in Omaha, NE. Form ADV reports a beneficial ownership band of Under 5%. James Clements is associated with 3 registered advisers.

Reported ownership

Owns Under 5% of Cwm, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Clements work?

James Clements is listed as Chief Compliance Officer at Cwm, LLC on SEC Form ADV.

How much of Cwm, LLC does James Clements own?

Form ADV reports a beneficial ownership band of Under 5%.

Cwm, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2020
View Cwm, LLC →

Carson Group Investing, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2020
View Carson Group Investing, LLC →

Northwest Capital Management Inc

TitleSvp, Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
View Northwest Capital Management Inc →