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James Daniel III Vaughan

Ceo, Cfo, President, TrusteeVaughan and Company Securities, Inc.CRD 1330813

About James Daniel III Vaughan

James Daniel III Vaughan is listed as Ceo, Cfo, President, Trustee at Vaughan and Company Securities, Inc. in Ridgewood, NJ. Form ADV reports a beneficial ownership band of 10-25%. James Daniel III Vaughan is associated with 2 registered advisers.

Reported ownership

Owns 10-25% of Vaughan and Company Securities, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Daniel III Vaughan work?

James Daniel III Vaughan is listed as Ceo, Cfo, President, Trustee at Vaughan and Company Securities, Inc. on SEC Form ADV.

How much of Vaughan and Company Securities, Inc. does James Daniel III Vaughan own?

Form ADV reports a beneficial ownership band of 10-25%.

Vaughan and Company Securities, Inc.

TitleCeo, Cfo, President, Trustee
Ownership10-25%
Control personYes
Since1986
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Vaughan and Company Securities, Inc.

TitleChief Compliance Officer
Ownership10-25%
Control personYes
Since2020
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