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James E Diacon

Chief Compliance OfficerCowa, LLCCRD 1653168

About James E Diacon

James E Diacon is listed as Chief Compliance Officer at Cowa, LLC in Tulsa, OK. Form ADV reports a beneficial ownership band of Under 5%. James E Diacon is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Cowa, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James E Diacon work?

James E Diacon is listed as Chief Compliance Officer at Cowa, LLC on SEC Form ADV.

How much of Cowa, LLC does James E Diacon own?

Form ADV reports a beneficial ownership band of Under 5%.

Cowa, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2018

Cowa, LLC

TitleManaging Member
OwnershipOver 75%
Control personYes
Since2018