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James Leonard Pearcy-Caldwell

Director/Chief Compliance OfficerAisa Financial Planning LtdCRD 6387568

About James Leonard Pearcy-Caldwell

James Leonard Pearcy-Caldwell is listed as Director/Chief Compliance Officer at Aisa Financial Planning Ltd in Devizes. Form ADV reports a beneficial ownership band of 50-75%.

Reported ownership

Owns 50-75% of Aisa Financial Planning Ltd
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Leonard Pearcy-Caldwell work?

James Leonard Pearcy-Caldwell is listed as Director/Chief Compliance Officer at Aisa Financial Planning Ltd on SEC Form ADV.

How much of Aisa Financial Planning Ltd does James Leonard Pearcy-Caldwell own?

Form ADV reports a beneficial ownership band of 50-75%.

Aisa Financial Planning Ltd

TitleDirector/Chief Compliance Officer
Ownership50-75%
Control personYes
Since1999
View Aisa Financial Planning Ltd →