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James Michael Cullen

Chief Compliance OfficerRooted Wealth Advisors, Inc.CRD 5111669

About James Michael Cullen

James Michael Cullen is listed as Chief Compliance Officer at Rooted Wealth Advisors, Inc. in Bourbonnais, IL. Form ADV reports a beneficial ownership band of Under 5%. James Michael Cullen is associated with 7 registered advisers.

Reported ownership

Owns Under 5% of Rooted Wealth Advisors, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Michael Cullen work?

James Michael Cullen is listed as Chief Compliance Officer at Rooted Wealth Advisors, Inc. on SEC Form ADV.

How much of Rooted Wealth Advisors, Inc. does James Michael Cullen own?

Form ADV reports a beneficial ownership band of Under 5%.

Rooted Wealth Advisors, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Rooted Wealth Advisors, Inc. →

Omc Financial Services Ltd

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
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William Howard & Co. Financial Advisors, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2021
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Brandon Financial Planning, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022
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Shilanski & Associates, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2020
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Equita Financial Network, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
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Greg Jennings, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2026
View Greg Jennings, LLC →