James Walter Cox is listed as Chief Compliance Officer at Westend Advisors, LLC in Charlotte, NC. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Westend Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Walter Cox work?
James Walter Cox is listed as Chief Compliance Officer at Westend Advisors, LLC on SEC Form ADV.
How much of Westend Advisors, LLC does James Walter Cox own?
Form ADV reports a beneficial ownership band of Under 5%.