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Jeffrey M Guzman

Chief Compliance OfficerBrean Asset Management, LLCCRD 3095123

About Jeffrey M Guzman

Jeffrey M Guzman is listed as Chief Compliance Officer at Brean Asset Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Brean Asset Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Jeffrey M Guzman work?

Jeffrey M Guzman is listed as Chief Compliance Officer at Brean Asset Management, LLC on SEC Form ADV.

How much of Brean Asset Management, LLC does Jeffrey M Guzman own?

Form ADV reports a beneficial ownership band of Under 5%.

Brean Asset Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024