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Joseph John Paolo

Senior Vice President And Chief Compliance OfficerEquitable Investment Management, LLCCRD 4939209

About Joseph John Paolo

Joseph John Paolo is listed as Senior Vice President And Chief Compliance Officer at Equitable Investment Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Joseph John Paolo is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Equitable Investment Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Joseph John Paolo work?

Joseph John Paolo is listed as Senior Vice President And Chief Compliance Officer at Equitable Investment Management, LLC on SEC Form ADV.

How much of Equitable Investment Management, LLC does Joseph John Paolo own?

Form ADV reports a beneficial ownership band of Under 5%.

Equitable Investment Management, LLC

TitleSenior Vice President And Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022

Equitable Investment Management Group, LLC

TitleSenior Vice President And Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2011