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Joseph William Shea

Chief Compliance OfficerPinnacle Associates, Ltd.CRD 5763107

About Joseph William Shea

Joseph William Shea is listed as Chief Compliance Officer at Pinnacle Associates, Ltd. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Pinnacle Associates, Ltd.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Joseph William Shea work?

Joseph William Shea is listed as Chief Compliance Officer at Pinnacle Associates, Ltd. on SEC Form ADV.

How much of Pinnacle Associates, Ltd. does Joseph William Shea own?

Form ADV reports a beneficial ownership band of Under 5%.

Pinnacle Associates, Ltd.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2018