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Karl Fredrick Frank

Manager And Chief Compliance OfficerA & I Financial Services, LLCCRD 4769985

About Karl Fredrick Frank

Karl Fredrick Frank is listed as Manager And Chief Compliance Officer at A & I Financial Services, LLC in Lone Tree, CO. Form ADV reports a beneficial ownership band of Under 5%. Karl Fredrick Frank is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of A & I Financial Services, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Karl Fredrick Frank work?

Karl Fredrick Frank is listed as Manager And Chief Compliance Officer at A & I Financial Services, LLC on SEC Form ADV.

How much of A & I Financial Services, LLC does Karl Fredrick Frank own?

Form ADV reports a beneficial ownership band of Under 5%.

A & I Financial Services, LLC

TitleManager And Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2004

A & I Financial Services, LLC

TitleMember
Ownership50-75%
Control personYes
Since2018