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Kathleen Sweeney Shoemaker

Chief Compliance OfficerNorthrock Partners, LLCCRD 2353759

About Kathleen Sweeney Shoemaker

Kathleen Sweeney Shoemaker is listed as Chief Compliance Officer at Northrock Partners, LLC in Minneapolis, MN. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Northrock Partners, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Kathleen Sweeney Shoemaker work?

Kathleen Sweeney Shoemaker is listed as Chief Compliance Officer at Northrock Partners, LLC on SEC Form ADV.

How much of Northrock Partners, LLC does Kathleen Sweeney Shoemaker own?

Form ADV reports a beneficial ownership band of Under 5%.

Northrock Partners, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023