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Kathryn Dunn Carroll

Chief Compliance OfficerHartline Investment Corp.CRD 6564615

About Kathryn Dunn Carroll

Kathryn Dunn Carroll is listed as Chief Compliance Officer at Hartline Investment Corp. in Winnetka, IL. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Hartline Investment Corp.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Kathryn Dunn Carroll work?

Kathryn Dunn Carroll is listed as Chief Compliance Officer at Hartline Investment Corp. on SEC Form ADV.

How much of Hartline Investment Corp. does Kathryn Dunn Carroll own?

Form ADV reports a beneficial ownership band of Under 5%.

Hartline Investment Corp.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2023