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Kathryn Louise Bates

Chief Compliance Officer / Chief Operating OfficerHfg Wealth Management, LLCCRD 7301485

About Kathryn Louise Bates

Kathryn Louise Bates is listed as Chief Compliance Officer / Chief Operating Officer at Hfg Wealth Management, LLC in The Woodlands, TX. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Hfg Wealth Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Kathryn Louise Bates work?

Kathryn Louise Bates is listed as Chief Compliance Officer / Chief Operating Officer at Hfg Wealth Management, LLC on SEC Form ADV.

How much of Hfg Wealth Management, LLC does Kathryn Louise Bates own?

Form ADV reports a beneficial ownership band of Under 5%.

Hfg Wealth Management, LLC

TitleChief Compliance Officer / Chief Operating Officer
OwnershipUnder 5%
Control personYes
Since2024
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