PPrivate Fund Data Log in Join · $37/mo

Kevin James Floyd

Managing Member & Chief Compliance OfficerPomona Wealth Management, LLCCRD 5593632

About Kevin James Floyd

Kevin James Floyd is listed as Managing Member & Chief Compliance Officer at Pomona Wealth Management, LLC in Richland, WA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Pomona Wealth Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Kevin James Floyd work?

Kevin James Floyd is listed as Managing Member & Chief Compliance Officer at Pomona Wealth Management, LLC on SEC Form ADV.

How much of Pomona Wealth Management, LLC does Kevin James Floyd own?

Form ADV reports a beneficial ownership band of Over 75%.

Pomona Wealth Management, LLC

TitleManaging Member & Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2024