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Lawrence Andrew Carter

Chief Compliance OfficerSantander Securities LLCCRD 2113682

About Lawrence Andrew Carter

Lawrence Andrew Carter is listed as Chief Compliance Officer at Santander Securities LLC in Boston, MA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Santander Securities LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Lawrence Andrew Carter work?

Lawrence Andrew Carter is listed as Chief Compliance Officer at Santander Securities LLC on SEC Form ADV.

How much of Santander Securities LLC does Lawrence Andrew Carter own?

Form ADV reports a beneficial ownership band of Under 5%.

Santander Securities LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2013