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Lisa L Smith

Chief Compliance OfficerInvesting Online LLCCRD 2691076

About Lisa L Smith

Lisa L Smith is listed as Chief Compliance Officer at Investing Online LLC in Los Angeles, CA. Form ADV reports a beneficial ownership band of Under 5%. Lisa L Smith is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Investing Online LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Lisa L Smith work?

Lisa L Smith is listed as Chief Compliance Officer at Investing Online LLC on SEC Form ADV.

How much of Investing Online LLC does Lisa L Smith own?

Form ADV reports a beneficial ownership band of Under 5%.

Investing Online LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2025
View Investing Online LLC →

Nine30 Advisors LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2025
View Nine30 Advisors LLC →