PPrivate Fund Data Log in Join · $37/mo

Lyndsay Rachel Kim

Chief Compliance OfficerThe Ascent Group, LLCCRD 2902606

About Lyndsay Rachel Kim

Lyndsay Rachel Kim is listed as Chief Compliance Officer at The Ascent Group, LLC in Virginia Beach, VA. Form ADV reports a beneficial ownership band of Under 5%. Lyndsay Rachel Kim is associated with 4 registered advisers.

Reported ownership

Owns Under 5% of The Ascent Group, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Lyndsay Rachel Kim work?

Lyndsay Rachel Kim is listed as Chief Compliance Officer at The Ascent Group, LLC on SEC Form ADV.

How much of The Ascent Group, LLC does Lyndsay Rachel Kim own?

Form ADV reports a beneficial ownership band of Under 5%.

The Ascent Group, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View The Ascent Group, LLC →

Alera Investment Advisors, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
View Alera Investment Advisors, LLC →

Alera Retirement Advisors, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View Alera Retirement Advisors, LLC →

Advanced Capital Group, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View Advanced Capital Group, Inc. →