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Marc James Pugsley

Chief Compliance OfficerFoundations Investment Advisors LLCCRD 7066314

About Marc James Pugsley

Marc James Pugsley is listed as Chief Compliance Officer at Foundations Investment Advisors LLC in Phoenix, AZ. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Foundations Investment Advisors LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Marc James Pugsley work?

Marc James Pugsley is listed as Chief Compliance Officer at Foundations Investment Advisors LLC on SEC Form ADV.

How much of Foundations Investment Advisors LLC does Marc James Pugsley own?

Form ADV reports a beneficial ownership band of Under 5%.

Foundations Investment Advisors LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2024