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Margaret Nickens

Chief Compliance OfficerElm3 Financial Group, LLCCRD 7497497

About Margaret Nickens

Margaret Nickens is listed as Chief Compliance Officer at Elm3 Financial Group, LLC in Alpharetta, GA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Elm3 Financial Group, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Margaret Nickens work?

Margaret Nickens is listed as Chief Compliance Officer at Elm3 Financial Group, LLC on SEC Form ADV.

How much of Elm3 Financial Group, LLC does Margaret Nickens own?

Form ADV reports a beneficial ownership band of Under 5%.

Elm3 Financial Group, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2022