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Mark Anthony Fien

President & Chief Compliance OfficerFien Capital Management, LLCCRD 4440219

About Mark Anthony Fien

Mark Anthony Fien is listed as President & Chief Compliance Officer at Fien Capital Management, LLC in Rochester, NY. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Fien Capital Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Mark Anthony Fien work?

Mark Anthony Fien is listed as President & Chief Compliance Officer at Fien Capital Management, LLC on SEC Form ADV.

How much of Fien Capital Management, LLC does Mark Anthony Fien own?

Form ADV reports a beneficial ownership band of Over 75%.

Fien Capital Management, LLC

TitlePresident & Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2001
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