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Mark Donald Herman

Managing Member / Chief Compliance OfficerUp North Financial, LLCCRD 2190754

About Mark Donald Herman

Mark Donald Herman is listed as Managing Member / Chief Compliance Officer at Up North Financial, LLC in Traverse City, MI. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Up North Financial, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Mark Donald Herman work?

Mark Donald Herman is listed as Managing Member / Chief Compliance Officer at Up North Financial, LLC on SEC Form ADV.

How much of Up North Financial, LLC does Mark Donald Herman own?

Form ADV reports a beneficial ownership band of Over 75%.

Up North Financial, LLC

TitleManaging Member / Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2009
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