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Mark Howard Roth

Chief Risk Officer And Chief Compliance OfficerPrime Quadrant US, LLCCRD 5035969

About Mark Howard Roth

Mark Howard Roth is listed as Chief Risk Officer And Chief Compliance Officer at Prime Quadrant US, LLC in Toronto. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Prime Quadrant US, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Mark Howard Roth work?

Mark Howard Roth is listed as Chief Risk Officer And Chief Compliance Officer at Prime Quadrant US, LLC on SEC Form ADV.

How much of Prime Quadrant US, LLC does Mark Howard Roth own?

Form ADV reports a beneficial ownership band of Under 5%.

Prime Quadrant US, LLC

TitleChief Risk Officer And Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022
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