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Mark Robert Finney

Chief Compliance OfficerMcCarthy & Cox Retirement & Estate Specialists LLCCRD 5036101

About Mark Robert Finney

Mark Robert Finney is listed as Chief Compliance Officer at McCarthy & Cox Retirement & Estate Specialists LLC in Marysville, OH. Form ADV reports a beneficial ownership band of 10-25%.

Reported ownership

Owns 10-25% of McCarthy & Cox Retirement & Estate Specialists LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Mark Robert Finney work?

Mark Robert Finney is listed as Chief Compliance Officer at McCarthy & Cox Retirement & Estate Specialists LLC on SEC Form ADV.

How much of McCarthy & Cox Retirement & Estate Specialists LLC does Mark Robert Finney own?

Form ADV reports a beneficial ownership band of 10-25%.

McCarthy & Cox Retirement & Estate Specialists LLC

TitleChief Compliance Officer
Ownership10-25%
Control personYes
Since2021