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Maxwell Robert Baker

Chief Compliance OfficerCa Adviser, LLCCRD 7426522

About Maxwell Robert Baker

Maxwell Robert Baker is listed as Chief Compliance Officer at Ca Adviser, LLC in Philadelphia, PA. Form ADV reports a beneficial ownership band of Under 5%. Maxwell Robert Baker is associated with 4 registered advisers.

Reported ownership

Owns Under 5% of Ca Adviser, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Maxwell Robert Baker work?

Maxwell Robert Baker is listed as Chief Compliance Officer at Ca Adviser, LLC on SEC Form ADV.

How much of Ca Adviser, LLC does Maxwell Robert Baker own?

Form ADV reports a beneficial ownership band of Under 5%.

Ca Adviser, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2022
View Ca Adviser, LLC →

Soundwatch Capital, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022
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Pembrook Capital Management LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
View Pembrook Capital Management LLC →

Sagepoint Capital Partners LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2026
View Sagepoint Capital Partners LLC →