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Michael Stein

Chief Compliance OfficerOxbow Holdings, Inc.CRD 2089106

About Michael Stein

Michael Stein is listed as Chief Compliance Officer at Oxbow Holdings, Inc. in Charlemont, MA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Oxbow Holdings, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Michael Stein work?

Michael Stein is listed as Chief Compliance Officer at Oxbow Holdings, Inc. on SEC Form ADV.

How much of Oxbow Holdings, Inc. does Michael Stein own?

Form ADV reports a beneficial ownership band of Under 5%.

Oxbow Holdings, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025