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Michelle Denise Thomas

Chief Compliance OfficerPfg Investments, LLCCRD 2210435

About Michelle Denise Thomas

Michelle Denise Thomas is listed as Chief Compliance Officer at Pfg Investments, LLC in Woodbury, NY. Form ADV reports a beneficial ownership band of Under 5%. Michelle Denise Thomas is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Pfg Investments, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Michelle Denise Thomas work?

Michelle Denise Thomas is listed as Chief Compliance Officer at Pfg Investments, LLC on SEC Form ADV.

How much of Pfg Investments, LLC does Michelle Denise Thomas own?

Form ADV reports a beneficial ownership band of Under 5%.

Pfg Investments, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2024
View Pfg Investments, LLC →

Consolidated Portfolio Review Corp

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2024
View Consolidated Portfolio Review Corp →