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Monika Nmn Gupta

Chief Compliance OfficerHammond, Kennedy, Whitney & Company, Inc.CRD 5512808

About Monika Nmn Gupta

Monika Nmn Gupta is listed as Chief Compliance Officer at Hammond, Kennedy, Whitney & Company, Inc.. Form ADV reports a beneficial ownership band of Under 5%. Monika Nmn Gupta is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Hammond, Kennedy, Whitney & Company, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Monika Nmn Gupta work?

Monika Nmn Gupta is listed as Chief Compliance Officer at Hammond, Kennedy, Whitney & Company, Inc. on SEC Form ADV.

How much of Hammond, Kennedy, Whitney & Company, Inc. does Monika Nmn Gupta own?

Form ADV reports a beneficial ownership band of Under 5%.

Hammond, Kennedy, Whitney & Company, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Hammond, Kennedy, Whitney & Company, Inc. →

Hkw Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Hkw Management, LLC →