PPrivate Fund Data Log in Join · $37/mo

Nancy Johnson Jones

Chief Compliance OfficerLaurel Wealth Advisors, LLCCRD 2026139

About Nancy Johnson Jones

Nancy Johnson Jones is listed as Chief Compliance Officer at Laurel Wealth Advisors, LLC in Charlotte, NC. Form ADV reports a beneficial ownership band of Under 5%. Nancy Johnson Jones is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Laurel Wealth Advisors, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Nancy Johnson Jones work?

Nancy Johnson Jones is listed as Chief Compliance Officer at Laurel Wealth Advisors, LLC on SEC Form ADV.

How much of Laurel Wealth Advisors, LLC does Nancy Johnson Jones own?

Form ADV reports a beneficial ownership band of Under 5%.

Laurel Wealth Advisors, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2025
View Laurel Wealth Advisors, LLC →

National Wealth Management Group, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View National Wealth Management Group, LLC →