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Neal James Baumann

Director/Regional DirectorBenjamin F. Edwards & Company, IncorporatedCRD 1480636

About Neal James Baumann

Neal James Baumann is listed as Director/Regional Director at Benjamin F. Edwards & Company, Incorporated in St. Louis, MO. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Benjamin F. Edwards & Company, Incorporated
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Neal James Baumann work?

Neal James Baumann is listed as Director/Regional Director at Benjamin F. Edwards & Company, Incorporated on SEC Form ADV.

How much of Benjamin F. Edwards & Company, Incorporated does Neal James Baumann own?

Form ADV reports a beneficial ownership band of Under 5%.

Benjamin F. Edwards & Company, Incorporated

TitleDirector/Regional Director
OwnershipUnder 5%
Control personNo
Since2019
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