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Nicholas Ray Brown

Chief Compliance OfficerComprehensive Financial Management LLCCRD 7054786

About Nicholas Ray Brown

Nicholas Ray Brown is listed as Chief Compliance Officer at Comprehensive Financial Management LLC in Los Gatos, CA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Comprehensive Financial Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Nicholas Ray Brown work?

Nicholas Ray Brown is listed as Chief Compliance Officer at Comprehensive Financial Management LLC on SEC Form ADV.

How much of Comprehensive Financial Management LLC does Nicholas Ray Brown own?

Form ADV reports a beneficial ownership band of Under 5%.

Comprehensive Financial Management LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2019
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