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Nicole Ellen Lund

Vice President And Chief Compliance OfficerNorthwestern Mutual Investment Services, LLCCRD 4646907

About Nicole Ellen Lund

Nicole Ellen Lund is listed as Vice President And Chief Compliance Officer at Northwestern Mutual Investment Services, LLC in Milwaukee, WI. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Northwestern Mutual Investment Services, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Nicole Ellen Lund work?

Nicole Ellen Lund is listed as Vice President And Chief Compliance Officer at Northwestern Mutual Investment Services, LLC on SEC Form ADV.

How much of Northwestern Mutual Investment Services, LLC does Nicole Ellen Lund own?

Form ADV reports a beneficial ownership band of Under 5%.

Northwestern Mutual Investment Services, LLC

TitleVice President And Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Northwestern Mutual Investment Services, LLC →