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Peggy Jolen Garcia

Chief Compliance OfficerAshton Thomas Advisors LLCCRD 5041087

About Peggy Jolen Garcia

Peggy Jolen Garcia is listed as Chief Compliance Officer at Ashton Thomas Advisors LLC in Scottsdale, AZ. Form ADV reports a beneficial ownership band of Under 5%. Peggy Jolen Garcia is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Ashton Thomas Advisors LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Peggy Jolen Garcia work?

Peggy Jolen Garcia is listed as Chief Compliance Officer at Ashton Thomas Advisors LLC on SEC Form ADV.

How much of Ashton Thomas Advisors LLC does Peggy Jolen Garcia own?

Form ADV reports a beneficial ownership band of Under 5%.

Ashton Thomas Advisors LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Ashton Thomas Advisors LLC →

Amplify Financial, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023
View Amplify Financial, LLC →