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Phillip Fitzsimmons

Chief Compliance OfficerHennion & Walsh Asset Management, Inc.CRD 1625889

About Phillip Fitzsimmons

Phillip Fitzsimmons is listed as Chief Compliance Officer at Hennion & Walsh Asset Management, Inc. in Parsippany, NJ. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Hennion & Walsh Asset Management, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Phillip Fitzsimmons work?

Phillip Fitzsimmons is listed as Chief Compliance Officer at Hennion & Walsh Asset Management, Inc. on SEC Form ADV.

How much of Hennion & Walsh Asset Management, Inc. does Phillip Fitzsimmons own?

Form ADV reports a beneficial ownership band of Under 5%.

Hennion & Walsh Asset Management, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2019
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