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Rhett Austin James Trees

Founder And Chief Compliance OfficerSeneca Capital Management, LLCCRD 5777621

About Rhett Austin James Trees

Rhett Austin James Trees is listed as Founder And Chief Compliance Officer at Seneca Capital Management, LLC in Denver, CO. Form ADV reports a beneficial ownership band of Under 5%. Rhett Austin James Trees is associated with 4 registered advisers.

Reported ownership

Owns Under 5% of Seneca Capital Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Rhett Austin James Trees work?

Rhett Austin James Trees is listed as Founder And Chief Compliance Officer at Seneca Capital Management, LLC on SEC Form ADV.

How much of Seneca Capital Management, LLC does Rhett Austin James Trees own?

Form ADV reports a beneficial ownership band of Under 5%.

Seneca Capital Management, LLC

TitleFounder And Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2017

Scire Fund III GP, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2017

Seneca Capital Management, LLC

TitleSole Member And Manager
OwnershipOver 75%
Control personYes
Since2017

Scire Fund III GP, LLC

TitleSole Member - Manager
OwnershipOver 75%
Control personYes
Since2017