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Richard C Oh

Chief Compliance OfficerTaglich Brothers, Inc.CRD 2666196

About Richard C Oh

Richard C Oh is listed as Chief Compliance Officer at Taglich Brothers, Inc. in Cold Spring Harbor, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Taglich Brothers, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Richard C Oh work?

Richard C Oh is listed as Chief Compliance Officer at Taglich Brothers, Inc. on SEC Form ADV.

How much of Taglich Brothers, Inc. does Richard C Oh own?

Form ADV reports a beneficial ownership band of Under 5%.

Taglich Brothers, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2004