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Richard Francis Larocque

Chief Compliance OfficerUllico Investment Advisors, Inc.CRD 2874559

About Richard Francis Larocque

Richard Francis Larocque is listed as Chief Compliance Officer at Ullico Investment Advisors, Inc. in Silver Spring, MD. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Ullico Investment Advisors, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Richard Francis Larocque work?

Richard Francis Larocque is listed as Chief Compliance Officer at Ullico Investment Advisors, Inc. on SEC Form ADV.

How much of Ullico Investment Advisors, Inc. does Richard Francis Larocque own?

Form ADV reports a beneficial ownership band of Under 5%.

Ullico Investment Advisors, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2011
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