Chief Compliance OfficerCity National Securities, Inc.CRD 2040869
About Richard Joseph Barton
Richard Joseph Barton is listed as Chief Compliance Officer at City National Securities, Inc. in Los Angeles, CA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of City National Securities, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Richard Joseph Barton work?
Richard Joseph Barton is listed as Chief Compliance Officer at City National Securities, Inc. on SEC Form ADV.
How much of City National Securities, Inc. does Richard Joseph Barton own?
Form ADV reports a beneficial ownership band of Under 5%.